Compliancy Services Ltd




Compliancy Services provides FCA regulatory compliance support and outsourcing for financial services companies. Our role is to assist our clients manage the risks of regulation in the case of an increasingly intrusive regulator.

Our primary aim is to help your firm achieve and maintain ongoing compliance – enabling you to concentrate on growing your business. All of our clients benefit from having total transparency over their compliance risks at all times. And we work with you to take the actions required to eliminate those risks and remain compliant.

We pride ourselves on first class quality control and a highly efficient methodology that encourages long term relationships with our clients as a trusted partner.

Our consultants are a mix of Compliance professionals, ex-regulators and practitioners. They are supported by an ongoing investment in their skills, a robust compliance methodology and unique and bespoke Compliance support systems.

Team Members

Iain Stephen

Joint CEO, Compliancy Services

Ben Mason

Joint-CEO, Compliancy Services

Upcoming Events

Policymaker Series: Simon McDougall, Executive Director for Technology, Policy & Innovation, ICO
Location: Deloitte Fusion, WeWork Waterhouse Square, Building 3, 138 Holborn, London EC1N 2SW
Join us on Wednesday 5th June for an interactive discussion, with Simon McDougall, Executive Director for Technology, Policy & Innovation...
Money Talks: VCs Take The Stage
Location: WeWork Waterhouse Square, 138 Holborn, London EC1N 2SW
Entrepreneurs go to VCs for money. But what if the tables were turned and investors had to pitch to entrepreneurs?...
Financial Inclusion Hack – A 48 Hour Hackathon to Bank the UnBanked
Location: Royal Bank of Scotland HQ 175 Glasgow Road, Edinburgh, EH12 9SB
Hosted by Founders of the Future : Powered by RBS and Innovate Finance According to the Financial Inclusion Commission, there...