Compliancy Services Ltd




Compliancy Services provides FCA regulatory compliance support and outsourcing for financial services companies. Our role is to assist our clients manage the risks of regulation in the case of an increasingly intrusive regulator.

Our primary aim is to help your firm achieve and maintain ongoing compliance – enabling you to concentrate on growing your business. All of our clients benefit from having total transparency over their compliance risks at all times. And we work with you to take the actions required to eliminate those risks and remain compliant.

We pride ourselves on first class quality control and a highly efficient methodology that encourages long term relationships with our clients as a trusted partner.

Our consultants are a mix of Compliance professionals, ex-regulators and practitioners. They are supported by an ongoing investment in their skills, a robust compliance methodology and unique and bespoke Compliance support systems.

Team Members

Iain Stephen

Joint CEO, Compliancy Services

Ben Mason

Joint-CEO, Compliancy Services

Upcoming Events

Shining a Spotlight on: Financial Inclusion
Location: London City Location
Innovate Finance is delighted to invite you to our ‘Shining a Spotlight on: Financial Inclusion’ event on 16th July. This...
Women in FinTech Power Hour with HMT
Location: Central London Location
As part of the Innovate Finance’s Women in FinTech initiative, we are delighted to announce that our next Power Hour session...
CMO Forum
Location: London City Location
Come and join us for a collaborative roundtable where you will be tackling the key hurdles and challenges the marketing...