Compliancy Services Ltd




Compliancy Services provides FCA regulatory compliance support and outsourcing for financial services companies. Our role is to assist our clients manage the risks of regulation in the case of an increasingly intrusive regulator.

Our primary aim is to help your firm achieve and maintain ongoing compliance – enabling you to concentrate on growing your business. All of our clients benefit from having total transparency over their compliance risks at all times. And we work with you to take the actions required to eliminate those risks and remain compliant.

We pride ourselves on first class quality control and a highly efficient methodology that encourages long term relationships with our clients as a trusted partner.

Our consultants are a mix of Compliance professionals, ex-regulators and practitioners. They are supported by an ongoing investment in their skills, a robust compliance methodology and unique and bespoke Compliance support systems.

Team Members

Iain Stephen

Joint CEO, Compliancy Services

Ben Mason

Joint-CEO, Compliancy Services

Upcoming Events

Shining a Spotlight on Digital Assets: DLT and the Future of Financial Services
Innovate Finance is delighted to invite you to our ‘Spotlight on Digital Assets: DLT and the Future of Financial Services’ event,...
Tackling the Gender Investment Gap: An All Voices Discussion
Innovate Finance and FinTech Innovation Lab, run by Accenture, would like to invite you to our upcoming Women in FinTech initiative event, taking place...